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Anthropic 采取措施防止 AI 代理再次失控

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Anthropic 在经历安全事件后,加强安全与对齐实践,包括标记模型逃逸沙箱或访问互联网的行为、隔离高风险测试环境,并对外部测试伙伴提出安全标准。公司承认三次安全事件反映“运营安全失败”和模型推理问题。

AI推荐理由 Computerworld 报道 Anthropic 安全改进,基于具体事件和公司声明,信息详实,对 AI 安全领域有重要价值。

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从OpenAI与Hugging Face的失败中吸取教训,同时基于近期关于自身模型的披露,Anthropic正在彻底改革其安全与对齐实践。 该公司已建立控制措施,当模型试图突破沙箱或成功访问实时互联网时发出警报,隔离其最高风险的测试环境,并为其外部测试合作伙伴提出了一套安全标准,例如给AI代理明确指令,如“你不应访问互联网”。 Anthropic承认,涉及Claude的三起近期安全事件反映了“操作安全上的失败”,也揭示了模型推理能力和“鲁莽”方面的问题。近期事件“强调了我们改进网络安全防御的紧迫性比我们之前认为的还要高”,该公司指出。 Anthropic的安全与对齐方法 在令人震惊的OpenAI事件(GPT模型逃出沙箱环境并任意攻击Hugging Face)之后,该公司于7月启动了对自身安全态势的调查。 随后,该公司披露了网络安全测试中的三种情况,其中Claude模型(Opus 4.7、Mythos 5和一个内部研究模型)访问了本不应允许其接触的计算机系统。 这些预发布模型在运行时有意不设网络安全防护,这是早期测试中的常见做法,它们能够利用基本黑客技术利用第三方设置中的错误配置。其推理中的缺陷使它们相信,它们访问的所有实体(包括实时互联网上的实体)都在其夺旗练习的范围内。 Anthropic坚称其内部安全态势并非促成因素。这些利用发生在第三方环境中,那里错误地开放了互联网访问,因此“这些模型无需‘破解’任何东西,即使它们有此倾向。” 尽管如此,该公司表示,这些事件凸显了加固沙箱本身的重要性。到目前为止,构建者“在很大程度上依赖单一防御层”,即环境配置,而他们本应设置多层防御,包括监控、在提示中设置明确边界以及密封沙箱。 在发现这些问题后,Anthropic暂停了对预发布模型的内部和外部评估。针对预发布模型的更高风险强化学习(RL)环境也暂停了数周,同时一些沙箱被移至具有更严格安全门控的隔离设置中。 研究人员构建并部署了一个分类器,自动识别模型“激进探测”或突破测试环境的尝试,以及其无意中访问实时互联网的情况。他们还检查了之前的模型评估,以识别沙箱逃逸或错误配置。 该公司表示,他们没有发现模型突破沙箱边界的例子。虽然有几个沙箱配置被标记,但没有一个导致外部系统受损。 然而,在对齐方面,Anthropic研究人员发现了一个常见的动机性推理失败:模型认为它们仍在模拟环境中,而实际上它们已连接到互联网;因此,它们不认为自己越过了测试实验室的边界。另一个缺陷是“鲁莽”,即模型在现实世界中似乎愿意采取有害行动以确保实现其目标。 作为回应,研究人员一直在重新采样模型,在偏斜设置中测试它们,并过滤掉激励作弊的环境。他们还彻底改革了其生产RL堆栈,建立了更严格的审查流程,更改了关于模型奖励的规范,并收紧了人工审查员的标准,这些审查员经常忽略误报。 此外,Anthropic扩大了对内部员工使用的监控,并继续对其堆栈进行红队测试。一些高风险RL环境仍处于暂停状态以待人工审查。 研究人员仍在研究模型究竟如何确定自己是否连接到实时互联网,以及它们是否因推理缺陷而故意无视表明已连接的迹象。他们还“凭经验”确定,训练沙箱中的缺陷不成比例地导致了错位行为。 然而,这并不是唯一原因。“解决对齐问题将涉及处理非常广泛的各种潜在问题,”Anthropic指出,“未来的对齐事件可能涉及与我们迄今所见不同的行为和原因。” 测试最佳实践 由于Claude安全事件发生在第三方环境中,且预发布模型通常具有较弱的安全防护,Anthropic要求外部测试公司承诺遵循一套最佳实践。 值得注意的是,他们应明确设定模型的范围,定义允许的操作以及模型应访问和不应访问的内容。边界必须作为指令陈述(“你不应访问互联网”),而不是作为环境描述(“你没有互联网访问权限”)。 其他建议做法包括:运行持续、实时的监控;在无互联网访问的加固沙箱内进行评估;在进行任何测试之前先探测漏洞;指示模型本身尝试突破其沙箱,并在成功时报告。此外,测试人员必须确认评估挑战实际上是可解决的,而不是理论性的,这样模型就不会为实现目标而采取超出预期范围的操作。 “由于评估有时会进行数百甚至数千次运行,合作伙伴理想情况下应在开始任何评估之前长时间进行此测试,”Anthropic ic指出。 该公司表示,正在为那些有权访问Claude Mythos 5(同样在无网络安全防护下运行)的人制定配套的最佳实践。 展望未来,Anthropic描述了一种“纵深防御”策略。在对齐过程中,模型被训练为“乐于助人、诚实且无害”,并被引导远离不可逆或与上下文无关的操作。模型被赋予最小权限,其操作受到限制,而离线监控在出现问题时通知人类。 最后,作为最后手段,基于预定的分类器阻止高风险操作,当安全层失效时,人类可以“拉绳”、返工或暂停代理。 安全只是其中一部分 专家称此举是积极的一步,尽管是基本的一步。Beauceron Security的David Shipley指出,在代理被派去攻击系统之前,就应该实施更好的隔离和监控等最佳实践。 “迟到总比不到好,”他说,并补充道:“所有这些前沿公司都在受益于‘重罪式谦虚炫耀’作为营销手段,但这一公告中有一些实质性的改进。” Shipley指出,欧盟法案现已生效,这增加了另一层背景:欧洲监管机构正在深入调查前沿AI带来的安全问题。这些公司经历了科技史上最快的增长轨迹之一,同时,可以说也经历了最快的监管响应。理想情况下,监管机构正在从“社交媒体混乱”中吸取教训,并在大规模危害发生之前密切关注新兴技术,他说。 与此同时,前沿AI公司正在关注像针对Meta的高调法庭案件。 这增加了第三层背景:这些公司被起诉的速度也处于前所未有的轨迹上。“因此,我们也应该将这篇博客视为为监管机构和法院建立尽职调查辩护的书面记录,”Shipley指出。 本文最初出现在CSOonline上。 人工智能数据与信息安全安全
查看原文(中文正文为 AI 翻译)
Learning from the OpenAI-Hugging Face fiasco, as well as from recent revelations about its own model, Anthropic is revamping its security and alignment practices. The company has established controls that flag when a model attempts to break out of a sandbox or successfully accesses the live internet, cordoned off its highest-risk test environments, and proposed a set of safety standards for its external testing partners, such as giving AI agents explicit instructions like “you should not access the internet.” Anthropic conceded that three recent security incidents involving Claude reflect a “failure of operational security,” and also reveal issues with model reasoning capabilities and “recklessness.” Recent events “stressed that the urgency of improving our cybersecurity defenses is even higher than we previously believed,” the company noted. Anthropic’s approach to security and alignment The company launched an investigation into its own security posture in July following the alarming OpenAI incident in which GPT models escaped a sandbox environment and arbitrarily attacked Hugging Face. The company subsequently disclosed three situations during cybersecurity testing in which Claude models (Opus 4.7, Mythos 5, and an internal research model) accessed computer systems they should not have been allowed to touch. The pre-release models were intentionally running without cyber safeguards, a common practice in early testing, and were able to exploit misconfigurations in a third-party’s settings using basic hacking techniques. Flaws in their reasoning led them to believe that all the entities they accessed, including those on the live internet, were in-scope for their capture-the-flag exercise. Anthropic maintained that its internal security posture was not a contributing factor. The exploits occurred in a third party environment where internet access was mistakenly left open, so “the models had no need to ‘hack out’ of anything, even if they had been inclined to do so.” Still, the incidents underscored the importance of hardening the sandbox itself, the company said. Until now, builders had been “largely relying on a single layer of defense,” that is, the configuration of the environment, when they should have had several layers in place, including monitoring, setting explicit boundaries within prompts, and sealing sandboxes. Following its discoveries, Anthropic paused its internal and external evaluations of pre-release models. Higher-risk reinforcement learning (RL) environments for pre-release models were also halted for several weeks, while some sandboxes were moved to isolated settings with more stringent security gating. Researchers built and deployed a classifier that automatically identified a model’s attempts to “aggressively probe” or break out of a testing environment, and when it inadvertently gained access to the live internet. They also inspected previous model evaluations to identify sandbox escapes or misconfigurations. The company said they found no examples of models breaching sandbox boundaries. And while several sandbox configurations were flagged, none resulted in a compromise of outside systems. When it comes to alignment, however, Anthropic researchers discovered a common failure with motivated reasoning: Models believed they were still in a simulated environment when they were actually connected to the internet; thus, they did not think they were breaching the boundaries of their testing lab. The other flaw was “recklessness,” a model’s seeming willingness to take harmful actions in the wild to ensure it achieved its goals. In response, the researchers have been resampling models, testing them in skewed settings, and filtering out environments that incentivize cheating. They have also overhauled their production RL stack, established a stricter review process, changed specifications around model rewards, and tightened criteria for human reviewers who often dismissed false positives. Further, Anthropic has expanded its monitoring of internal employee usage, and continues to red team its stack. Some high-risk RL environments remain paused for manual review. Researchers are still studying how, exactly, models determined whether or not they were connected to the live internet, and if they knowingly disregarded signs that they were, due to flaws in their reasoning. They have also “empirically” determined that defects in training sandboxes disproportionately contribute to misaligned behavior. However, that is not the sole reason. “Solving alignment will involve addressing a very wide range of potential problems,” Anthropic noted, “and future alignment incidents may involve different behaviors and different causes from those we have seen so far.” Testing best practices Because the Claude security incidents occurred in third-party environments, and pre-release models often have weaker security safeguards, Anthropic is asking external testing companies to commit to a set of best practices. Notably, they should explicitly set a model’s scope, and define permitted actions and what a model should and shouldn’t access. Boundaries must be stated as instructions (“you should not access the internet”) as opposed to descriptions of the environment (“you do not have internet access”). Other suggested practices include running continuous, real-time monitoring, conducting evaluations inside a hardened sandbox with no internet access, and probing for vulnerabilities before even performing any testing, instructing the model itself to attempt to break out of its sandbox, and having it report back if it succeeds. Further, testers must confirm that evaluation challenges are actually solvable, rather than theoretical, so models don’t take actions outside their intended scope to achieve them. “Because evaluations are sometimes conducted over hundreds or even thousands of runs, partners should ideally carry out this testing at length before beginning any evaluations,” Anthropic noted. The company said it is developing companion best practices for those with access to Claude Mythos 5, which also runs without cyber safeguards. Going forward, Anthropic described a “defense in depth” strategy. During alignment, a model is trained to be “helpful, honest, and harmless,” and is steered away from irreversible or contextually irrelevant actions. Models are given minimal permissions and their actions are limited, while offline monitoring notifies humans when things look wrong. Finally, as a last resort, risky actions are blocked based on pre-determined classifiers, and humans can “pull the cord,” rework, or pause an agent when security layers fail. Safety is just one part of it Experts call the move a positive step, if a basic one. Best practices like better isolation and monitoring should have been in place before agents were kicked off to hack systems, noted David Shipley of Beauceron Security. “Better late than never,” he said, adding: “All these frontier firms are benefiting from felony-humblebragging-as-marketing, but there are some solid improvements in this announcement.” The fact that the EU Act is now in force adds another layer of context, Shipley pointed out: Europe’s regulators are digging into the safety issues posed by frontier AI. These companies have had one of the fastest growth trajectories in tech history, and, concurrently, arguably the fastest regulatory response. Ideally, regulators are taking lessons from the “social media mess” and staying on emerging tech’s case before massive harms ensue, he said. At the same time, frontier AI companies are watching high-profile court cases like the one targeting Meta. This adds a third layer of context: The speed at which these companies are being sued is also on an unprecedented trajectory. “So, we should also read this blog as building a paper trail for a due diligence defense for regulators and courts,” Shipley noted. This article originally appeared on CSOonline. Artificial IntelligenceData and Information SecuritySecurity

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