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Anthropic CEO 提议对 AI 实施“银行式监管”,专家质疑其既当运动员又当裁判
据 CNBC 报道,Anthropic CEO Dario Amodei 提议在头部 AI 公司内嵌长期独立第三方安全评估员,给予其接近内部风险团队的访问权限,并可在有限限制下独立发布结论,他援引银行驻场监管者作为类比,并承诺 Anthropic 将提供同等系统访问权。Amodei 还警告未来 6 至 12 个月内,目标错位的 agent 群体可能接管大部分互联网并造成数千亿美元损失。多位银行监管与 AI 评估专家指出该提案缺乏银行监管者的执法权:怀俄明大学法学院院长 Julie Andersen Hill 表示银行检查员可叫停业务、限制增长、更换管理层甚至关闭银行,而拟议评估员只能调查和报告,无权阻止模型训练或发布;XBOW 的 Albert Ziegler 称黑盒测试无法覆盖未触发的风险条件组合,评估方“没有否决权”。Amodei 点名非营利机构 METR 作为潜在驻场评估方,而前 Anthropic 研究员 Joe Benton 近期加入 METR;加州大学伯克利分校研究员 Deborah Raji 认为该安排存在财务、意识形态与个人利益冲突,METR 近年主要关注 Anthropic 和 OpenAI,仅获得访问权不等于独立,应由独立于公司的机构决定评估资格、检查内容与结果上报渠道。
AI推荐理由 转述 CNBC 报道的 Anthropic CEO Dario Amodei 提出的“银行式监管”提案及多位专家的反驳,包含具体人物、机构与论点(如监管者无否决权、METR 独立性争议、审计洗白批评),信息密度较高且事实指向明确;但属二手转述,无原始链接与提案全文,且正文在 Raji 发言处截断,完整性受限。
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Anthropic CEO Wants to Implement Bank-Style Regulation for AI, Experts Cool Down: You Can't Be Both Athlete and Referee
AIbase基地
Published inAI News · 5 min read · Sep 17, 2026
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According to CNBC, Anthropic CEO Dario Amodei proposed embedding long-term independent third-party safety assessors in leading AI companies, granting them access close to internal risk teams and the authority to independently publish their findings under limited restrictions. He explicitly cited the example of embedded banking regulators and promised that Anthropic would provide third-party assessors with system access equivalent to that of internal risk teams.
In a long article over the weekend, Amodei also warned that within the next 6 to 12 months, a misaligned group of agents could take over most of the internet and cause losses of hundreds of billions of dollars. Previously, Jacob Coxon, a former researcher at Anthropic, resigned and warned that leading labs were racing to develop potentially uncontrollable systems.
Bank Examiners Can Shut Down Banks, but AI Assessors Have No Veto Power
Several banking regulatory experts and AI assessment professionals pointed out that this proposal lacks the enforcement power that bank regulators possess. Julie Andersen Hill, Dean of the University of Wyoming Law School, said that government examiners are stationed at large banks and can instruct banks to stop certain activities, limit growth, force management changes, or even shut down the bank in extreme cases. However, Amodei's proposed assessors can only investigate and report, without the power to stop model training or release. "This is a fundamental difference because the power of bank regulators is much greater."
Albert Ziegler, AI lead at cybersecurity company XBOW, said that black-box testing can reveal whether a model has the ability to perform dangerous tasks, but major risks may only appear in condition combinations that the assessors have never triggered. "We really don't have veto power." Assessors can force companies to make informed decisions before releasing, but the final decision-making power remains with the company.
Questioning 'Independence': The Role of METR and 'Audit Washing' Criticism
Amodei named the nonprofit organization METR as a potential embedded assessor, while another former Anthropic researcher, Joe Benton, recently left to join METR. Deborah Raji, a researcher at the University of California, Berkeley, pointed out that this arrangement involves conflicts of financial, ideological, and personal interests, and that METR has mainly focused on Anthropic and OpenAI in recent years, "allowing all sorts of strange things to happen." She believes that merely gaining access does not equal independence, and that an institution independent from the company should decide who is qualified to assess, what can be checked, and where the results are reported. Otherwise, "it's like the company hiring a regular friend to check its homework."
Raji said that the ultimate standard is whether adverse findings result in consequences — "if you do an audit and nothing happens, it's audit washing." Hill said, "If you truly believe AI has the power to destroy society, then you must have an independent supervisor capable of pulling the plug."
Sarah Heck, public policy director at Anthropic, responded on Wednesday that AI companies cannot manage oversight and safety issues through "honorable codes": "We can't check our own homework, and that's very clear."
AI New TermsAnthropicSafety AssessorBanking Regulation
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