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@Xinyue Liu, Niloofar Mireshghallah, Jane C. Ginsburg, Tuhin Chakrabarty
对齐“打地鼠”:微调可激活大模型对受版权书籍的逐字复现
arXiv 论文(2603.20957v4)指出,前沿 LLM 公司常以 RLHF、系统提示和输出过滤等对齐手段主张模型不会逐字复现受版权作品。作者通过让模型把情节摘要扩写为全文的微调任务,在仅提供语义描述、不含书籍原文的提示下,使 GPT-4o、Gemini-2.5-Pro 和 DeepSeek-V3.1 复现出高达 85-90% 的留出受版权书籍内容,单段逐字跨度超过 460 词;且仅用村上春树小说微调即可泛化到 30 余位无关作者的受版权书籍。该结果对现有对齐防护的有效性提出质疑。
AI推荐理由 arXiv 论文,给出具体实验设置与量化结果:通过将情节摘要扩写为全文的微调任务,使 GPT-4o、Gemini-2.5-Pro、DeepSeek-V3.1 复现 85-90% 的留出受版权书籍内容,单段逐字跨度超 460 词,且仅用语义描述作提示;并称仅用村上春树小说微调即可泛化到 30 余位无关作者。该发现直接挑战前沿模型公司关于不存储训练数据、对齐措施可阻止逐字复现的法律主张,对版权、对齐与微调安全研究有实质价值。局限在于结论来自论文摘要,尚未经独立复现。
78
正文
Computer Science > Computation and Language
arXiv:2603.20957 (cs)
[Submitted on 21 Mar 2026 (v1), last revised 15 Sep 2026 (this version, v5)]
Title:Alignment Whack-a-Mole : Finetuning Activates Verbatim Recall of Copyrighted Books in Large Language Models
Authors:Xinyue Liu, Niloofar Mireshghallah, Jane C. Ginsburg, Tuhin Chakrabarty
View a PDF of the paper titled Alignment Whack-a-Mole : Finetuning Activates Verbatim Recall of Copyrighted Books in Large Language Models, by Xinyue Liu and 3 other authors
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Abstract:Frontier LLM companies have repeatedly assured courts and regulators that their models do not store copies of training data. They further rely on safety alignment strategies via RLHF, system prompts, and output filters to block verbatim regurgitation of copyrighted works, and have cited the efficacy of these measures in their legal defenses against copyright infringement claims. We show that finetuning bypasses these protections: by training models to expand plot summaries into full text, a task naturally suited for commercial writing assistants, we cause GPT-4o, Gemini-2.5-Pro, and DeepSeek-V3.1 to reproduce up to 85-90% of held-out copyrighted books, with single verbatim spans exceeding 460 words, using only semantic descriptions as prompts and no actual book text. This extraction generalizes across authors: finetuning exclusively on Haruki Murakami's novels unlocks verbatim recall of copyrighted books from over 30 unrelated authors. The effect is not specific to any training author or corpus: random author pairs and public-domain finetuning data produce comparable extraction, while finetuning on synthetic text yields near-zero extraction, indicating that finetuning on individual authors' works reactivates latent memorization from pretraining. Three models from different providers memorize the same books in the same regions ($r \ge 0.90$), pointing to an industry-wide vulnerability. Our findings offer compelling evidence that model weights store copies of copyrighted works and that the security failures that manifest after finetuning on individual authors' works undermine a key premise of recent fair use rulings, where courts have conditioned favorable outcomes on the adequacy of measures preventing reproduction of protected expression.
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Subjects:
Computation and Language (cs.CL); Artificial Intelligence (cs.AI); Computers and Society (cs.CY)
Cite as:
arXiv:2603.20957 [cs.CL]
(or
arXiv:2603.20957v5 [cs.CL] for this version)
https://doi.org/10.48550/arXiv.2603.20957
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arXiv-issued DOI via DataCite
Submission history
From: Tuhin Chakrabarty Mr [view email]
[v1]
Sat, 21 Mar 2026 21:46:16 UTC (660 KB)
[v2]
Wed, 25 Mar 2026 04:16:40 UTC (660 KB)
[v3]
Sat, 28 Mar 2026 19:27:47 UTC (660 KB)
[v4]
Mon, 7 Sep 2026 21:27:32 UTC (659 KB)
[v5]
Tue, 15 Sep 2026 15:47:45 UTC (659 KB)
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来源报道 · 3 篇 · 以下链接均前往原始媒体
Xinyue Liu, Niloofar Mireshghallah, Jane C. Ginsburg, Tuhin Chakrabarty
对齐“打地鼠”:微调可激活大模型对受版权书籍的逐字复现
09-16 · 原文发布
Xinyue Liu, Niloofar Mireshghallah, Jane C. Ginsburg, Tuhin Chakrabarty
对齐“打地鼠”:微调可激活大模型对受版权书籍的逐字复现
09-16 · 原文发布