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论文研究 arxiv.org ·

大语言模型拒绝的语义稳定性如何?测量局部安全边界中的混淆

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论文指出,现有安全评估多报告全局误拒率或合规率,逐条独立看待提示,因而忽略局部不一致:模型接受某种表述却拒绝其近义改写。作者提出 Semantic Confusion 失败模式,构建 ParaGuard——1 万条保持意图不变、仅改变表层形式的受控改写簇语料,并提出 Confusion Index、Confusion Rate、Confusion Depth 三个模型无关的 token 级指标,利用 token 嵌入、下一 token 概率和困惑度信号,将每个被拒提示与其最近的被接受邻居比较。跨模型实验显示,全局误拒率会掩盖拒绝边界的结构:混淆可能广泛分布、仅出现在特定语义区域,或更严格的拒绝并不必然带来更高的局部不一致。作者认为拒绝评估应同时衡量拒绝频率与近义改写间的一致性,为开发者降低误拒同时保持安全提供实用信号。

AI推荐理由 arXiv 论文(v3,2026-09-12 修订),提出 Semantic Confusion 失败模式与 ParaGuard 1 万条受控改写语料,并给出 Confusion Index/Rate/Depth 三个 token 级指标,用于衡量模型对同义改写拒绝决策的不一致。相比只报告全局误拒率,提供了局部安全边界的可操作信号,对安全对齐与误拒优化有实际价值;局限是摘要未给出具体模型与量化结果,效果需看全文验证。

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Computer Science > Computation and Language arXiv:2512.01037 (cs) [Submitted on 30 Nov 2025 (v1), last revised 12 Sep 2026 (this version, v3)] Title:How Semantically Stable Are LLM Refusals? Measuring Confusion in Local Safety Boundaries Authors:Riad Ahmed Anonto, Md Labid Al Nahiyan, Md Tanvir Hassan View a PDF of the paper titled How Semantically Stable Are LLM Refusals? Measuring Confusion in Local Safety Boundaries, by Riad Ahmed Anonto and 2 other authors View PDF HTML (experimental) Abstract:As safety alignment becomes standard in large language models, refusal behavior has become an important part of model reliability. However, models may still reject benign prompts, especially when the wording resembles risky content. Existing evaluations usually report global scores, such as false rejection rate or compliance rate. These scores are useful, but they treat each prompt independently. As a result, they miss local inconsistency, where a model accepts one phrasing of an intent but rejects a close paraphrase. This makes it difficult to understand whether refusals are only frequent or also semantically unstable. We address this gap by introducing Semantic Confusion, a failure mode that captures contradictory refusal decisions across meaning-preserving paraphrases. We build ParaGuard, a 10k-prompt corpus of controlled paraphrase clusters that keep intent fixed while varying surface form. We also propose three model-agnostic token-level metrics: Confusion Index, Confusion Rate, and Confusion Depth. These metrics compare each rejected prompt with its nearest accepted neighbors using token embeddings, next-token probabilities, and perplexity signals. Experiments across diverse model families show that global false rejection rate can hide important structure in the refusal boundary. Our metrics reveal cases where confusion is spread broadly, cases where it appears only in specific semantic regions, and cases where stricter refusal does not lead to more local inconsistency. These findings show that refusal evaluation should measure not only how often a model refuses, but also how consistently it refuses across nearby paraphrases. This gives developers a practical signal for reducing false refusals while preserving safety. Comments: Subjects: Computation and Language (cs.CL); Artificial Intelligence (cs.AI) Cite as: arXiv:2512.01037 [cs.CL] (or arXiv:2512.01037v3 [cs.CL] for this version) https://doi.org/10.48550/arXiv.2512.01037 Focus to learn more arXiv-issued DOI via DataCite Submission history From: Riad Ahmed Anonto [view email] [v1] Sun, 30 Nov 2025 19:11:45 UTC (755 KB) [v2] Fri, 19 Dec 2025 11:00:50 UTC (747 KB) [v3] Sat, 12 Sep 2026 20:08:58 UTC (747 KB) Full-text links: Access Paper: View a PDF of the paper titled How Semantically Stable Are LLM Refusals? Measuring Confusion in Local Safety Boundaries, by Riad Ahmed Anonto and 2 other authors View PDF HTML (experimental) TeX Source view license Current browse context: cs.CL new | recent | 2025-12 Change to browse by: cs cs.AI References & Citations NASA ADS Google Scholar Semantic Scholar export BibTeX citation Loading... BibTeX formatted citation × loading... Data provided by: Bookmark Bibliographic Tools Bibliographic and Citation Tools Bibliographic Explorer Toggle Bibliographic Explorer (What is the Explorer?) Connected Papers Toggle Connected Papers (What is Connected Papers?) Litmaps Toggle Litmaps (What is Litmaps?) scite.ai Toggle scite Smart Citations (What are Smart Citations?) Code, Data, Media Code, Data and Media Associated with this Article alphaXiv Toggle alphaXiv (What is alphaXiv?) Links to Code Toggle CatalyzeX Code Finder for Papers (What is CatalyzeX?) DagsHub Toggle DagsHub (What is DagsHub?) GotitPub Toggle Gotit.pub (What is GotitPub?) Huggingface Toggle Hugging Face (What is Huggingface?) ScienceCast Toggle ScienceCast (What is ScienceCast?) Demos Demos Replicate Toggle Replicate (What is Replicate?) Spaces Toggle Hugging Face Spaces (What is Spaces?) Spaces Toggle TXYZ.AI (What is TXYZ.AI?) Related Papers Recommenders and Search Tools Link to Influence Flower Influence Flower (What are Influence Flowers?) Core recommender toggle CORE Recommender (What is CORE?) Author Venue Institution Topic About arXivLabs arXivLabs: experimental projects with community collaborators arXivLabs is a framework that allows collaborators to develop and share new arXiv features directly on our website. Both individuals and organizations that work with arXivLabs have embraced and accepted our values of openness, community, excellence, and user data privacy. arXiv is committed to these values and only works with partners that adhere to them. Have an idea for a project that will add value for arXiv's community? Learn more about arXivLabs. Which authors of this paper are endorsers? | Disable MathJax (What is MathJax?)

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