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当 AI 协助科研写作时,谁应负责?

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本文探讨生成式 AI 在科研写作中的使用引发的作者身份与责任问题。作者认为,AI 无法像人类合著者那样解释贡献、回应批评或承担责任,因此不应被列为作者。文章呼吁对 AI 在学术出版中的角色进行更明确的公共讨论,并指出当前决策不应仅由便利或成本驱动。

AI推荐理由 Nature 评论文章,探讨生成式 AI 在科研写作中的作者身份与责任问题,来源权威,论述严谨,但属于观点性讨论,对技术实践的直接价值有限。

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电子邮件 Bluesky Facebook LinkedIn Reddit Whatsapp X 保存文章 查看已保存的研究 插图:玛丽·沃尔夫 生成式人工智能(genAI)工具正越来越多地被用于科学领域,以搜索和总结文献、产生想法、起草对审稿人的回复以及改进书面文本的风格。这引发了一个问题:当研究人员的部分工作由人工智能中介时,什么才算人类作者身份?这种智力“工作”中有多少应归属于人工智能模型或其开发者? 科学中的作者身份是一种挣得的地位:它认可学者对论文的贡献,并向研究界表明他们是有能力且负责任的科学家。在潜在承认人工智能为作者的问题上,关键不仅在于谁获得文本的功劳,还在于学术写作如何被视为可问责和可信赖。 人工智能、同行评审与科学的人类活动 这个问题在生成式人工智能之前就已存在。早期现代的作者身份并非自然或固定的地位,而是通过惯例建立的实践成就。例如,艾萨克·牛顿的权威不仅依赖于科学发现,还依赖于他在皇家学会等机构和出版实践中游刃有余的能力,这些实践分配学术功劳。新技术一再重塑这些安排。 最终,当前关于人工智能在学术出版中作用的决定,关系到学术本身的未来。如果人工智能越来越多地被用于筛选投稿、协助同行评审、创建拨款提案、评估研究成果和塑造出版工作流程,那么关于其使用的决定不应仅由便利或成本节省驱动。需要更明确的公开辩论。 在此,我审视了人工智能出现给学术带来的一些挑战,并概述了前进的步骤。 人工智能中介的作者身份 学术写作长期以来通过差异化、等级化的劳动来组织。在研究团队中,初级成员可能搜索文献并收集数据。更有经验的科学家可以发展论文的概念框架并起草各部分,而资深研究人员通常监督、修改并批准工作的最终版本。 当作者使用生成式人工智能工具来完成部分工作时,这并不等同于引入人类贡献者。研究生或研究助理可以解释他们的贡献,回应批评,从纠正中学习,并对其工作的完整性和准确性负责。生成式人工智能则不同:它不能为其产生的内容辩护或承担责任。 科学中不加批判地采用人工智能令人担忧——我们迫切需要护栏 使用生成式人工智能涉及一系列技术中介的实践:编写提示、生成输出、总结信息、分类内容和检查结果。这些行动超出了当前的作者身份类别——因此作者身份无法揭示谁做了什么、生成式人工智能如何参与,或功劳和责任应如何分配。如果没有针对人工智能中介工作的明确规则,作者身份将变得更难以解释。 现有的作者角色分类法,如CRediT——贡献者角色分类法,现已被几家出版商使用,它规定了研究人员在制作论文中所扮演的角色——既必要又不充分。它们仍然有价值,因为它们将学术劳动分解为具体角色,超越了仅凭作者顺序就能捕捉贡献的误解。但CRediT是为人类贡献者构建的。人类与生成式人工智能的写作颠覆了它;当前的报告结构几乎不记录人工智能的中介作用。 在写作团队之外,作者身份的政治延伸到稿件必须经过的编辑和审查基础设施,才能被视为学术成果。人工智能也已开始在这一领域发挥作用。审稿人选择、编辑对报告的解释以及决策的语言——所有这些都可能受到人工智能使用的影响——塑造了文本的命运及其最终作者的权威。 人工智能科学家正在改变研究——机构、资助者和出版商必须回应 作者身份的政治在致谢部分尤为明显。这些声明不仅仅是礼貌。它们是分级归属经济的一部分,通过这种经济,学术劳动被重视或被忽视。有些工作成为作者身份,有些被降级为“有益评论”或“协助”,有些则消失。 在这一部分,在研讨会、会议或餐桌上遇到的研究助理、学生、审稿人和同事可能会被提及、点名和感谢——或被遗漏。这些遗漏延伸到使生成式人工智能系统运作的很大程度上不可见的人类劳动:数据标注、模型评估、工程工作、平台维护以及模型训练所依据的文本生产。 这就是为什么当前的辩论应该不仅仅是解决如何将生成式人工智能融入现有分级归属经济的问题。这是一个质疑该经济本身的机会。通过在现有框架中引入新的作者身份实践类别,生成式人工智能可以创造机会来动摇学术工作中的某些等级制度,而不仅仅是在工作流程中添加新工具:如果人工智能辅助的文献综合通过作者身份得到认可,那么当由人类研究助理执行相同工作时,为什么他们不能也获得作者身份? 喜欢我们最新的内容? 登录或创建账户以继续 访问《自然》获奖团队的最新新闻 探索涵盖开创性研究的最新专题与观点 通过您的机构访问 或 登录或创建账户 继续使用Google 继续使用ORCiD 《自然》657, 34-36 (2026) doi: https://doi.org/10.1038/d41586-026-02686-z GenAI(OpenAI ChatGPT 5.4)在本文开发过程中被用作对 话式写作和分析辅助工具,包括用于想法生成、结构迭代、散文生成、总结、压缩和风格修订。它还协助综合所引用论文与作者上传手稿之间的关系。GenAI(Anthropic Claude 4.2)被用于审阅本文。审阅意见已在与ChatGPT完成的对话式修订中得到处理。 参考文献 Rees, G. & Wilsdon, J. Nature 652, 1119–1121 (2026). 文章 PubMed Google Scholar Earp, B. D., Guernon, A.-S. & Porsdam Mann, S. Nature Rev. Bioengin. 4, 479–480 (2026). 文章 Google Scholar 下载参考文献 重印和许可 利益冲突 作者声明没有利益冲突。 相关文章 人工智能、同行评审与科学的人类活动 为作者工作争取功劳的十年努力——以及为什么还有更多工作要做 科学中不加批判地采用人工智能令人担忧——我们迫切需要护栏 人工智能科学家正在改变研究——机构、资助者和出版商必须回应 超过一半的研究人员现在使用人工智能进行同行评审——通常违反指导方针 主题 作者身份 伦理 机器学习 科学界 最新动态: 作者身份 伦理 机器学习 当人工智能做科学时,谁对错误负责? 通讯 2026年9月1日 “对我们所有人来说都是浪费时间”:陷入同行评审战争的交火中 职业专题 2026年8月3日 小型团队科学会消亡吗? 自然指数 2026年7月23日 中国对新生物医学技术的监管创新 通讯 2026年9月1日 在人工智能时代评估学生 通讯 2026年8月25日 技术增强的睡眠如何改善休息但侵蚀隐私 评论 2026年8月25日 当人工智能做科学时,谁对错误负责? 通讯 2026年9月1日 平淡的新世界:人工智能是否让我们所有人想法相同? 新闻专题 2026年9月1日 你的实验室原型是什么?答案可能影响你如何使用人工智能 职业新闻 2026年8月31日 职位 北京大学机器学习研究中心(CMLR)教职职位 CMLR的目标是推动跨广泛学科的机器学习相关研究。 北京(中国) 北京大学机器学习研究中心(CMLR) AITHYRA国际博士项目:人工智能生物医学方向(所有性别) 加入维也纳的AITHYRA,获得全额资助的博士职位,位于机器学习、实验生物学、化学和医学的交叉领域。 维也纳(Landbezirke)(奥地利) AITHYRA GmbH - 奥地利科学院生物医学人工智能研究所 香港城市大学(东莞)助理教授职位 大学诚邀来自不同背景的个人申请该领域的教职职位 中国广东省东莞市 香港城市大学(东莞) 香港城市大学(东莞)教授/副教授职位 大学诚邀来自不同背景的个人申请该领域的教职职位 中国广东省东莞市 香港城市大学(东莞) 香港城市大学(东莞)讲座教授职位 大学诚邀来自不同背景的个人申请该领域的教职职位 中国广东省东莞市 香港城市大学(东莞)
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Email Bluesky Facebook LinkedIn Reddit Whatsapp X Save article View saved research Illustration: Marie Wolf Generative artificial intelligence (genAI) tools are increasingly being used in science to search and summarize literature, produce ideas, draft responses to reviewers and improve the style of written text. This raises a question: what counts as human authorship when some of a researcher’s work is mediated by AI? And how much of this intellectual ‘work’ should be attributed to an AI model or its developers? Authorship in science is an earned status: it recognizes a scholar’s contribution to a paper and signals to the research community that they are a competent and responsible scientist. What is at stake in potentially recognizing AI as an author is not simply who gets credit for a text, but how scholarly writing is deemed accountable and trustworthy. AI, peer review and the human activity of science This problem pre-dates genAI. Early modern authorship was not a natural or fixed status but a practical achievement, established through conventions. Isaac Newton’s authority, for instance, rested not only on scientific discovery, but also on his ability to navigate the institutions such as the Royal Society and publication practices through which scholarly credit was assigned. New technologies have repeatedly reshaped these arrangements. Ultimately, current decisions regarding AI’s role in academic publishing have a bearing on the future of scholarship itself1. If AI is increasingly used to screen submissions, assist with peer review, create grant proposals, evaluate research outputs and shape publishing workflows, then decisions about its use should not be driven solely by convenience or cost saving. More explicit public debate is needed. Here, I examine some of the challenges for scholarship surfaced by the advent of AI and outline steps forwards. AI-mediated authorship Academic writing has long been organized through differentiated, hierarchical labour. In a research team, junior members might search the literature and collect data. More experienced scientists can develop the conceptual framing of a paper and draft its sections, and senior researchers often supervise, revise and approve the final version of the work. When authors use genAI tools to do part of their work, it’s not equivalent to bringing in a human contributor. A graduate student or research assistant can explain their contribution, respond to criticism, learn from correction and be held accountable for the integrity and accuracy of their work. GenAI is different: it cannot justify or take responsibility for what it produces. The uncritical adoption of AI in science is alarming — we urgently need guard rails Use of genAI involves a set of technologically mediated practices: writing prompts, generating outputs, summarizing information, classifying content and checking results. These actions fall outside current authorship categories — and thus authorship cannot reveal who did what, how GenAI was involved or how credit and responsibility should be assigned. Without clear rules for AI-mediated work, authorship becomes harder to account for. Existing authorship-role taxonomies, such as CRediT — the Contributor Roles Taxonomy, now used by several publishers, which specifies the roles researchers had in producing a paper — are both necessary and insufficient. They remain valuable because they break down scholarly labour into specific roles, going beyond the misconception that author order alone captures contributions. But CRediT was built for human contributors. Human–genAI writing upends it; current reporting structures barely register AI mediation. Beyond the writing team, the politics of authorship extends through the editorial and review infrastructures that manuscripts must go through to be considered scholarship. AI has started playing a part in this arena, too. Reviewer selection, editorial interpretation of reports and the language of decisions — all of which can be influenced by AI use — shape the fate of the text and the authority of its eventual authors. AI scientists are changing research — institutions, funders and publishers must respond The politics of authorship is particularly evident in the acknowledgements section. These statements are not just courtesies. They are part of a graded economy of attribution through which scholarly labour is valued or left invisible. Some work becomes authorship, some gets downgraded to ‘helpful comments’ or ‘assistance’ and some disappears. In this section, research assistants, students, reviewers and colleagues encountered at workshops, conferences or dinner tables might be mentioned, named and thanked — or left out. Such omissions extend to the largely invisible human labour that makes genAI systems work: data labelling, model evaluation, engineering work, platform maintenance and the production of the texts on which the models are trained. This is why the current debate should be about more than solving the problem of how to fit genAI into an existing graded economy of attribution. It is an opportunity to question that economy itself. By necessitating new categories of authorship practices in existing frameworks, genAI can create an opening to destabilize some hierarchies in academic work, rather than merely adding a new tool to the workflow: if AI-assisted literature synthesis is recognized through authorship, why would the same work, when performed by a human research assistant, not earn them authorship as well? Enjoying our latest content? Log in or create an account to continue Access the most recent journalism from Nature's award-winning team Explore the latest features & opinion covering groundbreaking research Access through your institution or Sign in or create an account Continue with Google Continue with ORCiD Nature 657, 34-36 (2026) doi: https://doi.org/10.1038/d41586-026-02686-z GenAI (OpenAI ChatGPT 5.4) was used as a dialogical writing and analytical aid during the development of the piece, including for idea generation, structural iteration, prose generation, summarization, condensation and stylistic revision. It also assisted in synthesizing relationships between the cited papers and the author’s uploaded manuscripts. GenAI (Anthropic Claude 4.2) was used to review the article. Review comments have been addressed during dialogical revision completed with ChatGPT. References Rees, G. & Wilsdon, J. Nature 652, 1119–1121 (2026). Article PubMed Google Scholar Earp, B. D., Guernon, A.-S. & Porsdam Mann, S. Nature Rev. Bioengin. 4, 479–480 (2026). Article Google Scholar Download references Reprints and permissions Competing Interests The author declares no competing interests. Related Articles AI, peer review and the human activity of science A ten-year drive to credit authors for their work — and why there’s still more to do The uncritical adoption of AI in science is alarming — we urgently need guard rails AI scientists are changing research — institutions, funders and publishers must respond More than half of researchers now use AI for peer review — often against guidance Subjects Authorship Ethics Machine learning Scientific community Latest on: Authorship Ethics Machine learning When AI does science, who is accountable for mistakes? Correspondence 01 SEP 26 ‘A waste of time for all of us’: caught in the crossfire of the peer-review wars Career Feature 03 AUG 26 Could small-team science be dying out? Nature Index 23 JUL 26 China’s regulatory innovation for new biomedical technologies Correspondence 01 SEP 26 Assessing students in the AI era Correspondence 25 AUG 26 How tech-enhanced sleep could improve rest but erode privacy Comment 25 AUG 26 When AI does science, who is accountable for mistakes? Correspondence 01 SEP 26 Bland new world: is AI making us all think the same? News Feature 01 SEP 26 What’s your lab’s archetype? The answer could inform how you use AI Career News 31 AUG 26 Jobs Faculty Positions at the Center for Machine Learning Research (CMLR), Peking University CMLR's goal is to advance machine learning-related research across a wide range of disciplines. Beijing (CN) Center for Machine Learning Research (CMLR), Peking University The AITHYRA International PhD Program Call in AI for Biomedicine (all genders) Join AITHYRA in Vienna for a fully funded PhD position at the intersection of machine learning, experimental biology, chemistry, and medicine. Vienna (Landbezirke) (AT) AITHYRA GmbH - Research Institute for Biomedical Artificial Intelligence of the Austrian Academy of Sciences Assistant Professor Positions at City University of Hong Kong (Dongguan) The University invites individuals from diverse backgrounds to apply for faculty positions in this field Dongguan, Guangdong, China City University of Hong Kong (Dongguan) Professor / Associate Professor Positions at City University of Hong Kong (Dongguan) The University invites individuals from diverse backgrounds to apply for faculty positions in this field Dongguan, Guangdong, China City University of Hong Kong (Dongguan) Chair Professor Positions at City University of Hong Kong (Dongguan) The University invites individuals from diverse backgrounds to apply for faculty positions in this field Dongguan, Guangdong, China City University of Hong Kong (Dongguan)

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