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局部稀疏性实现无监督 LLM 安全检测
该论文提出一种基于局部稀疏性的无监督 LLM 安全检测框架。作者指出,现有部署期安全方法多为监督式且依赖不安全训练数据,难以覆盖新出现的攻击与危害类别;因此转向仅建模安全数据的异常检测思路。在线性表示假设(LRH)下,经稀疏自编码器(SAE)恢复的概念空间中,邻近点共享较小的共同活跃支撑,据此设计局部掩码 SAE 异常检测方法并给出理论论证。实验覆盖多种架构与数据集(含能力测试与安全专用数据集);当允许使用 1% 分布外数据校准时,局部稀疏方法接近最优性能,且仅需 1-2% 的 SAE 神经元参与计算。
AI推荐理由 arXiv 新论文,作者来自 ETH Zurich(Andreas Krause 组),提出基于局部稀疏性的无监督 LLM 安全检测框架:在 LRH 假设下,用 SAE 概念空间中邻近点共享小活跃支撑的特性做局部掩码异常检测,并给出理论依据。在多种架构和数据集(能力测试与安全专用)上验证;允许用 1% OOD 数据校准时接近最优,且仅用 1-2% SAE 神经元参与计算。新信息在于把安全检测转为仅建模安全数据的异常检测,并给出稀疏性理论支撑;局限是仍依赖 LRH 假设,且摘要未给出具体量化指标与开源代码。
72
正文
Computer Science > Machine Learning
arXiv:2609.20129 (cs)
[Submitted on 17 Sep 2026]
Title:Local Sparsity Enables Unsupervised LLM Safety Detection
Authors:Xin Chen, Gil Kur, Alexander Shevchenko, Andreas Krause
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Abstract:Deployment-time safety methods for large language models (LLMs) are predominantly supervised and assume access to unsafe training data. Nevertheless, new attacks and harm categories regularly arise, not captured by models trained in such a supervised fashion. An alternative approach is to view this problem through the lens of anomaly detection, namely, to rely solely on modeling safe data and flagging out-of-distribution inputs. However, LLM activations lie in a high-dimensional space, raising concerns about whether anomaly detection is statistically feasible. We show that, under the linear representation hypothesis (LRH), there may indeed be hope. In the LRH concept space, which is typically recovered via a sparse autoencoder (SAE), nearby points share a small common active support. Using this local sparsity insight, we propose a framework for locally masked SAE-based anomaly detection, supported by theoretical justifications. We validate it on various architectures and datasets, including both capability-testing datasets and safety-specific datasets. Finally, when we allow algorithms to use 1% out-of-distribution data for calibration, locally sparse methods achieve near-optimal performance, demonstrating their ability to capture meaningful safety information while using only 1-2% of SAE neurons for computation.
Subjects:
Machine Learning (cs.LG); Artificial Intelligence (cs.AI)
Cite as:
arXiv:2609.20129 [cs.LG]
(or
arXiv:2609.20129v1 [cs.LG] for this version)
https://doi.org/10.48550/arXiv.2609.20129
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arXiv-issued DOI via DataCite (pending registration)
Submission history
From: Xin Chen [view email]
[v1]
Thu, 17 Sep 2026 12:23:04 UTC (461 KB)
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