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通过论证分析衡量AI问责性:模型推理能否经得起审视?
该研究提出一种替代标准来衡量LLM的道德推理质量,基于沃尔顿的论证图式和戈维尔的论证充分性标准,设计四阶段辩证协议,评估模型对裁决的辩护结构质量。在9个前沿模型和200个高模糊性道德选择上进行了测试,共6778个评分单元,二元失败判断的评分者间一致性为89.6%,结果显示模型在辩护推理方面高于最低标准。
AI推荐理由 提出基于论证分析衡量AI问责性的新方法,通过四阶段辩证协议评估模型推理的结构质量,在9个前沿模型和200个高模糊性道德选择上测试,具有创新性,但属于评估方法,对实际开发影响有限。
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正文
计算机科学 > 人工智能
arXiv:2609.05088v1 (cs)
[提交于2026年9月4日]
标题:通过论证分析衡量AI问责性:模型推理能否经受审查?
作者:Daan R. Henselmans, Derck W.E. Prinzhorn, Arno Libert
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摘要:AI监督方法依赖地面真值进行验证,但什么构成适当的AI行为是有争议的。这使得对LLM中道德推理和基于辩论的监督的评估隐含地回避了现实中的模糊性。我们研究了一种旨在在这种模糊性下发挥作用的替代标准:模型对其裁决在回应批判性问题时所能提出的辩护的结构质量,通过基于Walton的论证方案理论和Govier的论证说服力标准的四阶段辩证协议来衡量。该协议适应不同的推理框架,超越多项选择框架,并同时处理裁决之前的推理及其事后论证。在九个前沿模型和200个高模糊性MoralChoice项目上——$6,778$个由评判者评分的单元格,与二元失败判断的$89.6\%$评判者间一致性进行验证——模型在每个维度上都远高于协议最低标准地捍卫了它们的推理。失败质量集中在理由和充分性上,并与认知回避而非论证长度相关。推理比事后论证得到更好的辩护,在每个模型和每个Govier维度上都是如此。模型在其论证中呈现的方案与其推理所用的方案在相当比例的困境中不同(每个模型$\geq 20\%$),尽管基于价值的实践推理主导了两条轨道。该协议捕获了严格不可辩护的辩护(自相矛盾、虚假前提),并揭示了在AI对齐中描述撤回作用的困难,表明需要更情境化的评估。
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人工智能 (cs.AI);计算与语言 (cs.CL);计算机与社会 (cs.CY)
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I.2.0; I.2.3; I.2.7; K.4.1
引用为:
arXiv:2609.05088 [cs.AI]
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arXiv:2609.05088v1 [cs.AI] 用于此版本)
https://doi.org/10.48550/arXiv.2609.05088
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来自:Daan R. Henselmans [查看电子邮件]
[v1]
2026年9月4日星期五 12:40:39 UTC (765 KB)
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Computer Science > Artificial Intelligence
arXiv:2609.05088v1 (cs)
[Submitted on 4 Sep 2026]
Title:Measuring AI Accountability Through Argumentation Analysis: Can Model Reasoning Withstand Scrutiny?
Authors:Daan R. Henselmans, Derck W.E. Prinzhorn, Arno Libert
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Abstract:AI oversight methods rely on ground truth for validation, but what constitutes appropriate AI behavior is contested. This leaves evaluation of moral reasoning in LLMs and debate-based oversight implicitly avoiding realistic ambiguity. We investigate an alternative standard designed to function despite such ambiguity: structural quality of the defence a model can mount for its verdicts in response to critical questions, measured through a four-phase dialectical protocol grounded in Walton's theory of argumentation schemes and Govier's criteria for argument cogency. The protocol is adaptive to different frames of reasoning, extends beyond multiple-choice framing, and treats both the reasoning that precedes a verdict and its post-hoc justification. Across nine frontier models and 200 high-ambiguity MoralChoice items -- $6,778$ judge-scored cells, validated against $89.6\%$ inter-judge agreement on the binary failure judgment -- models defend their reasoning well above the rubric minimum on every dimension. Failure mass concentrates on grounds and sufficiency, and correlates with epistemic hedging rather than argument length. Reasoning is better defended than post-hoc justification, on every model and every Govier dimension. The scheme a model presents in its justification differs from the one it reasoned with on a substantial share of dilemmas ($\geq 20\%$ per model), despite value-based practical reasoning dominating both tracks. The protocol catches strictly indefensible defences (self-contradiction, false premises), and it surfaces difficulties in characterizing the role of retraction in AI alignment, suggesting a need for more situated evaluations.
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Artificial Intelligence (cs.AI); Computation and Language (cs.CL); Computers and Society (cs.CY)
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https://doi.org/10.48550/arXiv.2609.05088
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From: Daan R. Henselmans [view email]
[v1]
Fri, 4 Sep 2026 12:40:39 UTC (765 KB)
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